Англо-русский экономический словарь.
licensed dealer — A dealer licensed under the Financial Services Act (1986) to provide investment advice and deal in securities, either as an agent or principal. Licensed dealers are not members of the London Stock Exchange and are not covered by its compensation… … Big dictionary of business and management
licensed dealer — /ˌlaɪs(ə)nst di:lə/ noun a person who has been licensed by the DTI to buy and sell securities for individual clients … Dictionary of banking and finance
regular dealer in securities — A person or corporation licensed to deal and actually dealing with the general public in the purchase and sale of securities. Trading Associates Corp. v Magruder (CA4 Md) 112 F2d 779. A merchant of securities, whether an individual, partnership,… … Ballentine's law dictionary
Canadian Securities Course — The Canadian Securities Course (CSC) offered by the Canadian Securities Institute (CSI) is the initial course required for becoming licensed to work within the Canadian securities industry (outside Quebec) as a securities dealer or securities… … Wikipedia
Australian Securities Exchange — ASX redirects here. For other uses, see ASX (disambiguation). Australian Securities Exchange … Wikipedia
Canadian Securities Institute - CSI — Canada s leading provider of professional credentials and compliance programs for the financial services industry. The Canadian Securities Institute was created in 1970 and has served an excess of 700,000 professionals over more than four decades … Investment dictionary
Registered Representative — A Registered Representative, also called a General Securities Representative, a Stock Broker, or an Account Executive, is an individual who is licensed to sell securities and has the legal power of an agent. Registered Representatives usually… … Wikipedia
Philippine Dealing Exchange — Infobox Exchange name = Philippine Dealing Exchange type = Stock Exchange city = Makati City country = Philippines coor = founded = April 2001 owner = Philippine Dealing Exchange Corp key people = Vicente B. Castillo Chairman and (CEO) currency … Wikipedia
broker — An agent employed to make bargains and contracts for a compensation. A dealer in securities issued by others. White v. Financial Guarantee Corporation, 13 Cal.App.2d 93, 56 P.2d 550, 553. A middleman or negotiator between parties. A person… … Black's law dictionary
broker — An agent employed to make bargains and contracts for a compensation. A dealer in securities issued by others. White v. Financial Guarantee Corporation, 13 Cal.App.2d 93, 56 P.2d 550, 553. A middleman or negotiator between parties. A person… … Black's law dictionary
financial institutions — An insured bank; a commercial bank or trust company; a private banker; an agency or branch of a foreign bank in the United States; an insured institution as defined in the National Housing Act; a thrift institution; a broker or dealer registered… … Black's law dictionary
